James Crozier McCleery

James Crozier McCleery is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 218 N. Washington Street, Suite #5, Easton, MD, 21601-3153.

James Crozier McCleery has worked at CHARLES SCHWAB & CO., INC. since July 13, 2017

Disclosure History

James Crozier McCleery has 1 Disclosure Event(s).

Date: May 15, 2014
Category: Criminal
Charges: Possession of False Drivers License - M 351.09(a)
Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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