JAMES MICHAEL MCCOMB

JAMES MICHAEL MCCOMB is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 11953 Freedom Drive, Reston, VA, 20190.

JAMES MICHAEL MCCOMB has worked at CHARLES SCHWAB & CO., INC. since May 24, 2016

Disclosure History

JAMES MICHAEL MCCOMB has 1 Disclosure Event(s).

Date: August 08, 2011
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES POOR ADVICE WITH REGARDS TO THE RECOMMENDATION NOT TO SELL NEUBERGER ON 7/29/11.
Damage Amount Requested: $15,000.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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