JAMES CLAYTON MCCONNELL is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 515 NORTH 12TH STREET, MURRAY, KY, 42071.
JAMES CLAYTON MCCONNELL has worked at CETERA INVESTMENT SERVICES LLC since January 20, 2015
Disclosure History
JAMES CLAYTON MCCONNELL has 1 Disclosure Event(s).
Date: March 27, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HE WAS TOLD THE ONLY WAY HE COULD LOSE PRINCIPLE WAS IF THE MUNICIPALITIES HE INVESTED IN DEFAULTED BUT THAT HE HAS LOST PRINCIPLE SINCE THE START OF THE INVESTMENT. CLIENT ALSO ALLEGES THAT HE WAS TOLD HE WOULD GET A 5% RETURN MONTHLY. CLIENT IS REQUESTING FOR HIS PRINCIPLE TO BE RETURNED. Damage Amount Requested: $18,195.00 Settlement Amount: $11,197.77
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