JAMES PERRY MCCROAN

JAMES PERRY MCCROAN is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 259 JOHN KNOX ROAD, TALLAHASSEE, FL, 32303.

JAMES PERRY MCCROAN has worked at MML INVESTORS SERVICES, LLC since March 25, 2017

Disclosure History

JAMES PERRY MCCROAN has 1 Disclosure Event(s).

Date: November 08, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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