JAMES JOSEPH MCHUGH is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 2810 SOUTH DIXIE HIGHWAY, WEST PALM BEACH, FL, 33405.
JAMES JOSEPH MCHUGH has worked at PRUCO SECURITIES, LLC. since May 08, 1986
Disclosure History
JAMES JOSEPH MCHUGH has 2 Disclosure Event(s).
Date: December 01, 2016 Category: Customer Dispute Allegations: The client alleged misrepresentation concerning life insurance as an investment.
Date: May 23, 1997 Category: Customer Dispute Allegations: THE LAWSUIT ALLEGED BREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY/CONSTRUCTIVE FRAUD, FRAUD AND NEGLIGENT MISREPRESENTATION WITH REGARD TO THE 1987 PURCHASE OFTWO VARIABLE APPRECIABLE LIFE (VAL) INSURANCE POLICIES AND THE 1985 PURCHASE OF TWO VARIABLE INVESTMENT PLANS, (VIPS).COMPENSATORY DAMAGES IN EXCESS OF $15,000.00 WERE ALLEGED. Settlement Amount: $1,000,000.00 Broker Comment: THE LAWSUIT IS PART OF A GLOBAL SETTLEMENT WITH 18 PLAINTIFFS OR CLAIMSNTS THAT PROVIDED FOR THE PAYMENT OF IN EXCESS OF $1,000,000. THERE WS NOT ADMISSION OF LIABILITY BY ANY PARTY AND THE AGENT DID NOT CONTRIBUTE TO THE SETTLEMENT.
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