JAMES BRUCE MERKLINGHAUS

JAMES BRUCE MERKLINGHAUS is currently employed as a Broker and/or Investment Adviser at CORECAP INVESTMENTS, INC. located at 27777 FRANKLIN ROAD, SUITE 700, SOUTHFIELD, MI, 48034.

JAMES BRUCE MERKLINGHAUS has worked at CORECAP INVESTMENTS, INC. since January 24, 2014

Disclosure History

JAMES BRUCE MERKLINGHAUS has 1 Disclosure Event(s).

Date: November 04, 2004
Category: Customer Dispute
Allegations: 5/24/04 CLIENT ALLEGES HE WAS UNAWARE HE WAS BUYING AN ANNUITY.
Damage Amount Requested: $170,000.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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