JAMES MICHAEL MERTENS

JAMES MICHAEL MERTENS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1150 NW Maynard Road, Suite 110, Cary, NC, 27513.

JAMES MICHAEL MERTENS has worked at LPL FINANCIAL LLC since October 18, 2006

Disclosure History

JAMES MICHAEL MERTENS has 1 Disclosure Event(s).

Date: January 09, 1997
Category: Criminal
Charges: 1 COUNT OF MISDEMEANOR, THEFT OF 5TH DEGREE, PLEA OF GUILTY FOR THEFT Charge Type: MISDEMEANOR
Disposition: A) CONVICTED B) JAN 24, 1997 C) FINE OF $50, SURCHARGE OF $15 AND COURT COSTS OF $25. PAID ON 01/27/1997
Broker Comment: WHILE ON BREAK IN COLLEGE, I WENT TO EAT AT A LOCAL RESTAURANTE AROUND 2 AM WITH SOME FRIENDS. I THOUGHT A FRIEND WAS PAYING FOR ME SINCE I HAD NO MONEY. I RECEIVED A CALL 3 MONTHS LATER WITH THE CHARGE. I CHOSE TO PAY THE FINE DUE TO DISTANCE FROM COLLEGE OF ABOUT 400 MILES RATHER THAN CONTEST.

More Information

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