JAMES PURDY MEYER is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 500 WEST MADISON STREET, SUITE 2500, CHICAGO, IL, 60661-2573.
JAMES PURDY MEYER has worked at RBC CAPITAL MARKETS, LLC since November 10, 2008
Date: June 05, 2002 Category: Customer Dispute Allegations: COMPLAINANT HAS ALLEGED THAT HER INVESTMENT REPRESENTATIVE EFFECTED UNSUITABLE AND EXCESSIVE TRADING IN HER ACCOUNT. ALLEGED DAMAGES ARE UNSPECIFIED BUT ESTIMATED TO EXCEED MINIMUM FILING REQUIREMENTS. Settlement Amount: $20,000.00 Broker Comment: ON 07/07/2003, CLAIMANT AGREED TO SETTLE FOR $20,000.00 FOR DAMAGES RELATED TO LEHMAN ACTIVITY. CLAIMANT HAS FILED NEW ACTION AGAINST JAMES MEYER AND SG COWEN FOR DAMAGES RELATED TO COWEN'S ACTIVITY.
Date: October 19, 2001 Category: Customer Dispute Allegations: CLAIMANT ALLEGED THAT RESPONANT MADE UNSUITABLE INVESTMENT RECOMMENDATIONS AND EFFECTED UNAUTHORIZED TRADES. Damage Amount Requested: $385,200.00 Damages Granted: $112,000.00 Broker Comment: CUSTOMER WAS A CUSTOMER OF JAMES MEYER BOTH AT LEHMAN AND COWEN. ON SEPTEMBER 9, 2002, CLAIMANT HAS AGREED TO RELEASE LEHMAN AND JAMES MEYER FOR THE LEHMAN TIME PERIOD FOR A SETTLEMENT OF $24,500 TO BE PAID BY LEHMAN. MEYER REMAINED A DEFENDANT FOR SG COWEN.
Date: September 13, 2001 Category: Customer Dispute Allegations: COMPLAINT ALLEGES THAT MEYERS IMPROPERLY INDUCED CUSTOMERTO OPEN AN ACCOUNT AT SG COWEN TO BE MANAGED BY CO-DEFENDANT SHAKER INVESTMENTS.COMPLAINT STATES THAT MR. MEYERS FAILED TO PROPERLY INFORM CUSTOMER OF THE NATURE OF THE INVESTMENT COSTS ASSOCIATED WITH THOSE INVESTMENTS Damage Amount Requested: $106,000.00 Settlement Amount: $15,000.00
Date: March 03, 1992 Category: Customer Dispute Allegations: CLIENT IS SEEKING DAMAGES OF $90,000 BASEDUPON ALLEGEDLY UNSUITABLE RECOMMENDATIONS. Damage Amount Requested: $90,000.00 Settlement Amount: $10,000.00 Broker Comment: WITHOUT ADMITTING ANY LIABILITY, BEAR STEARNS,ON BEHALF OF ITSELF AND THE OTHER RESPONDENTS, AGREED TO PAYCOMPLAINANT $10,000 OF WHICH MR. MEYER OFFERED TO PAY $3333.00.Not Provided
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