BrokerSearch
JAMES C MILLING is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 3300 WEST ESPLANADE, SUITE 210, METAIRIE, LA, 70002.
JAMES C MILLING has worked at PARK AVENUE SECURITIES LLC since January 02, 2004
JAMES C MILLING has 1 Disclosure Event(s).
Date: February 18, 2015All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JAMES C MILLING, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.