JAMES GRANT MULLIN is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 500 NE 5TH AVE., STE 2B, DELRAY BEACH, FL, 33483.
JAMES GRANT MULLIN has worked at PFS INVESTMENTS INC. since January 23, 2006
Disclosure History
JAMES GRANT MULLIN has 2 Disclosure Event(s).
Date: January 25, 2006 Category: Customer Dispute Allegations: CUSTOMER IS ALLEGING THAT THE VARIABLE ANNUITY PRODUCT IS UNSUITABLE. Damage Amount Requested: $27,820.00 Settlement Amount: $2,692.00
Date: July 22, 2005 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT I FAILED TO DISCLOSE SURRENDER CHARGES AND THE RECOMMENDATION WAS NOT SUITABLE. Damage Amount Requested: $19,200.00 Settlement Amount: $15,000.00
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