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JAMES EDWARD NOFTLE is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at ONE SPARTAN WAY, MERRIMACK, NH, 03054.
JAMES EDWARD NOFTLE has worked at FIDELITY BROKERAGE SERVICES LLC since May 05, 2014
JAMES EDWARD NOFTLE has 1 Disclosure Event(s).
Date: November 07, 2009All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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