James Kermit Norland

James Kermit Norland is currently employed as a Broker and/or Investment Adviser at KESTRA INVESTMENT SERVICES, LLC located at 2900 100th St., ste 106, URBANDALE, IA, 50322.

James Kermit Norland has worked at KESTRA INVESTMENT SERVICES, LLC since February 01, 2018

Disclosure History

James Kermit Norland has 3 Disclosure Event(s).

Date: June 10, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $43,021.52
Judgment/Lien Type: Tax

Date: May 01, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $50,315.00
Judgment/Lien Type: Tax
Broker Comment: ENTERED INTO A PAYMENT ARRANGEMENT WITH IRS. $1650 18 MONTHS, $2500 FOR 6 MONTHS, $3800 FOR BALANCE

Date: July 01, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $101,826.00
Judgment/Lien Type: Tax
Broker Comment: ENTERED INTO PAYMENT ARRAGEMENT WITH IRS $1650 FOR 18 MONTHS, $2500 FOR 6 MONTHS, $3800 FOR BALANCE

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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