JAMES NEAL OWEN

JAMES NEAL OWEN is currently employed as a Broker and/or Investment Adviser at AMERITAS INVESTMENT CORP. located at 515 S COLLEGE RD STE 115, LAFAYETTE, LA, 70503.

JAMES NEAL OWEN has worked at AMERITAS INVESTMENT CORP. since March 02, 2011

Disclosure History

JAMES NEAL OWEN has 1 Disclosure Event(s).

Date: November 09, 2010
Category: Employment Separation After Allegations
Firm Name: METLIFE SECURITIES
Termination Type: Discharged
Allegations: REGISTERED REPRESENTATIVE DID NOT FOLLOW COMPANY POLICY WITH RESPECT TO THE DISCLOSURE OF AN OUTSIDE BUSINESS ACTIVITY.

More Information

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