JAMES YOUNG PALMER is currently employed as a Broker and/or Investment Adviser at COKER & PALMER located at 1667 LELIA DR, JACKSON, MS, 39216.
JAMES YOUNG PALMER has worked at COKER & PALMER since May 20, 1996
Disclosure History
JAMES YOUNG PALMER has 4 Disclosure Event(s).
Date: September 15, 1993 Category: Regulatory
Date: August 14, 1991 Category: Customer Dispute Allegations: THE [CUSTOMERS] ALLEGED MISREPRESENTATION,OMISSION OF MATERIAL FACTS, MARKET MANIPULATION, BREACH OFFIDUCIARY DUTY IN CONNECTION WITH ALLEGED SOLICITED TRADING IN MOBILE TELECOMMUNICATION TECHNOLOGIES CORP. CLAIMED DAMAGES OF OVER $500,000.00 AND $5,000,000.00 IN PUNITIVE DAMAGES. Settlement Amount: $650,000.00 Broker Comment: PRUDENTIAL PAID THE [CUSTOMERS] $650,000.00 ANDRELEASED THEM FROM AN UNSECURED DEBIT IN THEIR ACCOUNT OF$70,588.84. JAMES PALMER WAS NOT PARTY TO THE SETTLEMENT NOR DID HE CONTRIBUTE TO THE SETTLEMENT.PRUDENTIAL SECURITIES COUNTERCLAIMED AGAINST THE[CUSTOMERS] FOR THE AMOUNT OF THE UNSECURED DEBIT. PRUDENTIAL SPECIFICALLY DENIED THE ALLEGATIONS AGAINST THEM. JAMES PALMER WAS NOT PERSONALLY A PARTY IN THE ARBITRATION.
Date: August 29, 1988 Category: Regulatory Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. Resolution: Decision & Order of Offer of Settlement SanctionDetails: Sanctions: Censure Broker Comment: Not Provided
Date: May 06, 1987 Category: Regulatory
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JAMES YOUNG PALMER, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.