JAMES WENDELL PURCE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1133 CONNECTICUT AVE NW 9TH FL, WASHINGTON, DC, 20036.
JAMES WENDELL PURCE has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003
Disclosure History
JAMES WENDELL PURCE has 1 Disclosure Event(s).
Date: May 09, 2001 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT UNSUITABLE RECOMMENDATIONS CAUSED HER LOSSES OF AT LEAST $1.5 MILLION Damage Amount Requested: $1,500,000.00 Damages Granted: $100,000.00 Broker Comment: AFTER A FULL NASD ARBITRATION HEARING ON THE MERITS, THE PANEL AWARDED $100,000 AGAINST PRUDENTIAL SECURITIES AND JAMES PURCE JOINTLY AND SEVERALLY.
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