JAMES LOWELL PURDY is currently employed as a Broker and/or Investment Adviser at CONTINENTAL INVESTORS SERVICES, INC. located at 1601 2ND AVENUE NORTH, SUITE 600, P.O. BOX 1717, GREAT FALLS, MT, 59401.
JAMES LOWELL PURDY has worked at CONTINENTAL INVESTORS SERVICES, INC. since September 29, 2017
Disclosure History
JAMES LOWELL PURDY has 1 Disclosure Event(s).
Date: September 11, 2000 Category: Customer Dispute Allegations: FAILURE TO FOLLOW CUSTOMER'S INSTRUCTION TO SELL STOCK. Damage Amount Requested: $15,000.00 Broker Comment: RESPONSE WAS RECEIVED FROM NASD ON 9-27-200O STATING UPON COMPLETION OF ITS REVIEW THEY HAD DETERMINED THAT NO ACTION WAS WARRANTED REGARDING ACTIVITIES RELATING TO THE CHARLES E MARES SITUATION.
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