JAMES DARREN ROBERSON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1068 MINERAL WELLS, PARIS, TN, 38242.
JAMES DARREN ROBERSON has worked at LPL FINANCIAL LLC since February 14, 2018
Disclosure History
JAMES DARREN ROBERSON has 3 Disclosure Event(s).
Date: December 30, 2011 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION OF VARIABLE ANNUITIES PURCHASED IN MAY 2006
Date: June 22, 2009 Category: Customer Dispute Allegations: WRITTEN COMPLAINT DATED 6.18.09 ALLEGES MISREPRESENTATION IN REGARDS TO A CD. CLIENT REQUESTS MORGAN KEEGAN RETURN HER FUNDS OR MOVE THEM INTO A PRODUCT MORE SUITABLE. ORIGINAL VERBAL COMPLAINT RECEIVED 5.20.09. PLEASE REFERENCE COMPLAINT ID #3917 Damage Amount Requested: $6,450.00
Date: February 11, 2009 Category: Customer Dispute Allegations: 2.11.09 CORRESPONDENCE FROM PRUDENTIAL REQUESTS INFORMATION PERTAINING TO A COMPLAINT THEY RECEIVED IN WHICH THE CLIENT ALLEGES MISREPRESENTATION. THE CLIENT'S WRITTEN COMPLAINT SUBMITTED TO PRUDENTIAL WAS RECEIVED BY PRUDENTIAL ON 02.09.09. RESPONSE DUE TO PRUDENTIAL BY 02.18.09 TO THE ATTENTION OF KATHERINE HODSON. KATHERINE: 877-246-9870 Damage Amount Requested: $30,465.00 Broker Comment: AS OF 02/11/2011 THIS ITEM IS NO LONGER REPORTABLE.**
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