JAMES LINCOLN ROSS is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 5143 PALM PASSAGE, CHARLOTTE AMALIE, SAINT THOMAS, VI, 00802.
JAMES LINCOLN ROSS has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since July 30, 1985
Disclosure History
JAMES LINCOLN ROSS has 2 Disclosure Event(s).
Date: January 21, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR FAILED TO FOLLOW INSTRUCTIONS. Damage Amount Requested: $247,000.00
Date: April 17, 2000 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MUTUAL FUNDS WERE PURCHASED WITHOUT HIS APPROVAL. Damage Amount Requested: $162,000.00 Broker Comment: THE ALLEGATIONS ARE DENIED.
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