JAMES EDWARD ROSS is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 3004 MOORES LANE, TEXARKANA, TX, 75503-0703.

JAMES EDWARD ROSS has worked at NYLIFE SECURITIES LLC since September 28, 2016

Disclosure History

JAMES EDWARD ROSS has 1 Disclosure Event(s).

Date: March 14, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $6,145.93
Judgment/Lien Type: Civil
Broker Comment: Court documents state the original creditor was Chase Bank, and the current creditor is Midland Funding, as indicated in public records.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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