JAMES JOSEPH STCLAIR

JAMES JOSEPH STCLAIR is currently employed as a Broker and/or Investment Adviser at VIEWTRADE SECURITIES, INC. located at 7280 WEST PALMETTO PARK ROAD, SUITE 310, BOCA RATON, FL, 33433.

JAMES JOSEPH STCLAIR has worked at VIEWTRADE SECURITIES, INC. since November 19, 1999

Disclosure History

JAMES JOSEPH STCLAIR has 2 Disclosure Event(s).

Date: June 01, 2017
Category: Civil

Date: August 26, 2005
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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