JAMES DAVID TAYLOR

JAMES DAVID TAYLOR is currently employed as a Broker and/or Investment Adviser at FARMERS FINANCIAL SOLUTIONS, LLC located at 718 S. MISSION, (08-45-93), SAPULPA, OK, 74066.

JAMES DAVID TAYLOR has worked at FARMERS FINANCIAL SOLUTIONS, LLC since December 13, 2013

Disclosure History

JAMES DAVID TAYLOR has 6 Disclosure Event(s).

Date: October 27, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 17, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 24, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 23, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 23, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 04, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JAMES DAVID TAYLOR, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.