JAMES ALAN TURK is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9900 Corporate Campus Dr. Ste 3000, Louisville, KY, 40223.
JAMES ALAN TURK has worked at LPL FINANCIAL LLC since April 01, 2016
Disclosure History
JAMES ALAN TURK has 4 Disclosure Event(s).
Date: September 02, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITABILITY IN CONNECTION WITH LIFE INSURANCE. Damage Amount Requested: $15,000.00 Settlement Amount: $15,000.00
Date: February 11, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: April 01, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HE BELIEVED HE WAS PURCHASING MUTUAL FUNDS. Damage Amount Requested: $15,933.95
Date: August 29, 2006 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT MR. TURK MISREPRESENTED CERTAIN FEATURES OF AN ALLSTATE FIXED ANNUITY THAT SHE PURCHASED. Damage Amount Requested: $6,456.32
More Information
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