BrokerSearch
JAMES RANDALL WALFORD is currently employed as a Broker and/or Investment Adviser at STATE FARM VP MANAGEMENT CORP. located at 5 N. 27TH STREET, FORT DODGE, IA, 50501.
JAMES RANDALL WALFORD has worked at STATE FARM VP MANAGEMENT CORP. since September 28, 2015
JAMES RANDALL WALFORD has 1 Disclosure Event(s).
Date: December 10, 2003All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JAMES RANDALL WALFORD, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.