James EARL Wallace is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 3455 PEACHTREE RD NE, ATLANTA, GA, 30326.
James EARL Wallace has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since April 23, 1986
Disclosure History
James EARL Wallace has 1 Disclosure Event(s).
Date: February 28, 2003 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE FA'S RECOMMENDATIONS TO PURCHASE CLASS B SHARES OF VARIOUS MUTUAL FUNDS WERE UNSUITABLE. Damage Amount Requested: $71,860.00 Broker Comment: CLAIM WAS DENIED ON APRIL 15, 2003NOTHING FURTHER HEARD FROM CLAIMANT.
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