JAMES MICHAEL WOOD is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 5210 E WILLIAMS CR, TUCSON, AZ, 85711.
JAMES MICHAEL WOOD has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 23, 1984
Disclosure History
JAMES MICHAEL WOOD has 2 Disclosure Event(s).
Date: October 30, 2008 Category: Customer Dispute Allegations: THE CUSTOMERS ALLEGE MISREPRESENTATION. Damage Amount Requested: $18,000.00 Broker Comment: MERRILL LYNCH FOUND THE [CUSTOMER'S] CLAIM TO BE WITHOUT MERIT,
Date: August 23, 2000 Category: Customer Dispute Allegations: CUSTOMER ALLEGES PURCHASED OF "IRIDIUM" WAS UNSUITABLE AND BEYOND HIS FINANCIAL ABILITY. Damage Amount Requested: $80,924.23 Broker Comment: RESPONDED TO - NO MERIT WITH RESPECT TO MERRILL LYNCH LETTER DATED OCTOBER 24, 2000.
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