JAMES DARRELL ZACK

JAMES DARRELL ZACK is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1747 PENNSYLVANIA AVENUE NW, WASHINGTON, DC, 20006.

JAMES DARRELL ZACK has worked at MORGAN STANLEY since October 21, 2011

Disclosure History

JAMES DARRELL ZACK has 1 Disclosure Event(s).

Date: April 05, 2010
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES HER FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS. TIME FRAME: OCTOBER 2007 - JUNE 2008.
Settlement Amount: $24,500.00
Broker Comment: THIS MATTER WAS SETTLED FOR BUSINESS REASONS AND THERE WERE ABSOLUTELY NO FINDINGS OF WRONGDOING OR LIABILITY ON THE FA'S PART. THE FA DENIES THAT THE RECOMMENDATION OF THE PACE PROGRAM WAS UNSUITABLE FOR CLAIMANT.

More Information

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