JAMIE LEN MCCADDEN

JAMIE LEN MCCADDEN is currently employed as a Broker and/or Investment Adviser at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located at 2772 ELECTRIC RD, STE 3, ROANOKE, VA, 24018-3535.

JAMIE LEN MCCADDEN has worked at MUTUAL OF OMAHA INVESTOR SERVICES, INC. since February 07, 2013

Disclosure History

JAMIE LEN MCCADDEN has 1 Disclosure Event(s).

Date: September 25, 2017
Category: Customer Dispute
Allegations: Client alleges the rep misrepresented the variable annuity contract in January 2017. Client further alleged the rep directed her to sign transaction documents without explanation. Client requested return of the investment without incurring fees or surrender charges.
Damage Amount Requested: $6,385.32
Broker Comment: Representative indicates variable annuity was discussed in multiple meetings and paperwork supports that the client knew or should have known the investment was a variable annuity. Firm finds the transaction was suitable based on the client's stated objectives. Firm found no wrongdoingby the representative and finds the complaint without merit.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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