JAMIE ROGER MEEHAN

JAMIE ROGER MEEHAN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 200 E LAS OLAS BLVD, STE 1820, FORT LAUDERDALE, FL, 33301.

JAMIE ROGER MEEHAN has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003

Disclosure History

JAMIE ROGER MEEHAN has 2 Disclosure Event(s).

Date: February 17, 2016
Category: Customer Dispute
Allegations: Claimant alleges unsuitable investment recommendations were made in account opened in or around December 2014.
Damage Amount Requested: $120,000.00
Settlement Amount: $25,000.00
Broker Comment: Without admitting any liability, the Firm settled the matter for $25,000.00 to avoid the time, expense, and uncertainty of further arbitration.

Date: January 02, 2013
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES FAILURE TO SUPERVISE BETWEEN MARCH AND NOVEMBER 2011. Damages Granted: $60,000.00
Broker Comment: AN AWARD WAS ENTERED GRANTING CLAIMANT'S COMPENSATORY DAMAGES OF $60,000.00 PLUS INTEREST. CALCULATED TOTAL, INCLUDING INTEREST IS $63,665.75.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JAMIE ROGER MEEHAN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.