JAN RIDER PEPPERS

JAN RIDER PEPPERS is currently employed as a Broker and/or Investment Adviser at CENTER STREET SECURITIES, INC. located at 41263 ALABAMA HIGHWAY, SUITE D, GERALDINE, AL, 35974.

JAN RIDER PEPPERS has worked at CENTER STREET SECURITIES, INC. since June 15, 2016

Disclosure History

JAN RIDER PEPPERS has 7 Disclosure Event(s).

Date: January 22, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. DEBT WAS DERIVED FROM A PREVIOUS BUSINESS RELATIONSHIP IN WHICH CHARGES WE AUTHORIZED BY THE SUPERVISOR WITH THE UNDERSTANDING THAT REIMBURSEMENT WOULD BE MADE. DUE TO ONGOING BUSINESS PRACTICES OF THE SUPERVISOR, I LEFT THE FIRM WITHOUT REPAYMENT. THE DECREASE IN REVENUE DURING THE FIRST YEAR OF MY MOVE TO NEW FIRM RESULTED IN THE SETTLE FOR LESS ARRANGEMENT. CREDITORS HAVE CONSIDERED DEBT SETTLED.

Date: January 22, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. DEBT WAS DERIVED FROM A PREVIOUS BUSINESS RELATIONSHIP IN WHICH CHARGES WE AUTHORIZED BY THE SUPERVISOR WITH THE UNDERSTANDING THAT REIMBURSEMENT WOULD BE MADE. DUE TO ONGOING BUSINESS PRACTICES OF THE SUPERVISOR, I LEFT THE FIRM WITHOUT REPAYMENT. THE DECREASE IN REVENUE DURING THE FIRST YEAR OF MY MOVE TO NEW FIRM RESULTED IN THE SETTLE FOR LESS ARRANGEMENT. CREDITORS HAVE CONSIDERED DEBT SETTLED.

Date: January 22, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. DEBT WAS DERIVED FROM A PREVIOUS BUSINESS RELATIONSHIP IN WHICH CHARGES WE AUTHORIZED BY THE SUPERVISOR WITH THE UNDERSTANDING THAT REIMBURSEMENT WOULD BE MADE. DUE TO ONGOING BUSINESS PRACTICES OF THE SUPERVISOR, I LEFT THE FIRM WITHOUT REPAYMENT. THE DECREASE IN REVENUE DURING THE FIRST YEAR OF MY MOVE TO NEW FIRM RESULTED IN THE SETTLE FOR LESS ARRANGEMENT. CREDITORS HAVE CONSIDERED DEBT SETTLED.

Date: January 22, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. DEBT WAS DERIVED FROM A PREVIOUS BUSINESS RELATIONSHIP IN WHICH CHARGES WE AUTHORIZED BY THE SUPERVISOR WITH THE UNDERSTANDING THAT REIMBURSEMENT WOULD BE MADE. DUE TO ONGOING BUSINESS PRACTICES OF THE SUPERVISOR, I LEFT THE FIRM WITHOUT REPAYMENT. THE DECREASE IN REVENUE DURING THE FIRST YEAR OF MY MOVE TO NEW FIRM RESULTED IN THE SETTLE FOR LESS ARRANGEMENT. CREDITORS HAVE CONSIDERED DEBT SETTLED.

Date: January 22, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. DEBT WAS DERIVED FROM A PREVIOUS BUSINESS RELATIONSHIP IN WHICH CHARGES WE AUTHORIZED BY THE SUPERVISOR WITH THE UNDERSTANDING THAT REIMBURSEMENT WOULD BE MADE. DUE TO ONGOING BUSINESS PRACTICES OF THE SUPERVISOR, I LEFT THE FIRM WITHOUT REPAYMENT. THE DECREASE IN REVENUE DURING THE FIRST YEAR OF MY MOVE TO NEW FIRM RESULTED IN THE SETTLE FOR LESS ARRANGEMENT. CREDITORS HAVE CONSIDERED DEBT SETTLED.

Date: January 22, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. DEBT WAS DERIVED FROM A PREVIOUS BUSINESS RELATIONSHIP IN WHICH CHARGES WE AUTHORIZED BY THE SUPERVISOR WITH THE UNDERSTANDING THAT REIMBURSEMENT WOULD BE MADE. DUE TO ONGOING BUSINESS PRACTICES OF THE SUPERVISOR, I LEFT THE FIRM WITHOUT REPAYMENT. THE DECREASE IN REVENUE DURING THE FIRST YEAR OF MY MOVE TO NEW FIRM RESULTED IN THE SETTLE FOR LESS ARRANGEMENT. CREDITORS HAVE CONSIDERED DEBT SETTLED.

Date: January 22, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. DEBT WAS DERIVED FROM A PREVIOUS BUSINESS RELATIONSHIP IN WHICH CHARGES WE AUTHORIZED BY THE SUPERVISOR WITH THE UNDERSTANDING THAT REIMBURSEMENT WOULD BE MADE. DUE TO ONGOING BUSINESS PRACTICES OF THE SUPERVISOR, I LEFT THE FIRM WITHOUT REPAYMENT. THE DECREASE IN REVENUE DURING THE FIRST YEAR OF MY MOVE TO NEW FIRM RESULTED IN THE SETTLE FOR LESS ARRANGEMENT. CREDITORS HAVE CONSIDERED DEBT SETTLED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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