JANE L LOUIE-SERMENO is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 2010 CROW CANYON PLACE, STE 100 # 404, SAN RAMON, CA, 94583.
JANE L LOUIE-SERMENO has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since February 16, 2017
Disclosure History
JANE L LOUIE-SERMENO has 2 Disclosure Event(s).
Date: May 16, 2012 Category: Customer Dispute Allegations: THE COMPLAINANT HAS RAISED VARIOUS ALLEGATIONS OF UNSUITABILITY AND MISREPRESENTATION IN RELATION TO A VARIABLE LIFE INSURANCE POLICY AND TWO VARIABLE ANNUITIES, WHICH WERE PURCHASED IN 2006. Damage Amount Requested: $36,856.01 Broker Comment: INTERNAL CASE #201216972.
Date: April 02, 2012 Category: Customer Dispute Allegations: THE COMPLAINANT ALLEGES THAT IN 2006, THE PRODUCER SOLD MUTUAL FUNDS FROM HER ACCOUNT IN ORDER TO PAY THE PREMIUMS ON A LONG TERM CARE POLICY, WHICH WASN'T SUITABLE FOR HER NEEDS. Damage Amount Requested: $16,633.20 Broker Comment: INTERNAL CASE #201216744.
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