JANE ELVIRE TELCY

JANE ELVIRE TELCY is currently employed as a Broker and/or Investment Adviser at VANGUARD MARKETING CORPORATION located at 2525 WATER RIDGE PARKWAY, 1 NORTH FALLS PLAZA, STE 100, CHARLOTTE, NC, 28217.

JANE ELVIRE TELCY has worked at VANGUARD MARKETING CORPORATION since August 05, 2013

Disclosure History

JANE ELVIRE TELCY has 1 Disclosure Event(s).

Date: March 24, 2015
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THE REPRESENTATIVE DID NOT PROCESS HIS IN-KIND TRANSFER FROM COMPUTERSHARE IN A TIMELY MANNER. THE DELAY IN THE TRANSFER CAUSED HIM FINANCIAL HARM BECAUSE HE WAS NOT ABLE TO SELL HIS SHARES, AND THE SHARE PRICE SUBSEQUENTLY DROPPED BETWEEN WHEN HE THOUGHT THE TRANSFER SHOULD HAVE BEEN COMPLETED AND WHEN THE TRANSFER ACTUALLY WAS COMPLETED.
Damage Amount Requested: $8,248.00

More Information

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