JANELL ADRIENNE ISRAEL

JANELL ADRIENNE ISRAEL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1585 KAPIOLANI BLVD SUITE 1604, HONOLULU, HI, 96814.

JANELL ADRIENNE ISRAEL has worked at LPL FINANCIAL LLC since November 29, 2017

Disclosure History

JANELL ADRIENNE ISRAEL has 1 Disclosure Event(s).

Date: January 05, 1990
Category: Customer Dispute
Allegations: THE [CUSTOMER]ALLEGED NON-DISCLOSURE OF VITALINFORMATION CONCERING RISK AND SALES COMMISSIONS; AND VIOLATIONOF FIDUCIARY RESPONSIBILITY BY PLACING THEM IN AN INAPPROPRIATEINVESTMENT. THEY DEMANDED AN IMMEDIATE PAYMENT OF $49,782; APROMISSORY NOTE TO PAY THEIR FEDERAL AND STATE INTEREST ANDPENALTIES, IF ANY (THE SECURITY IS UNDER AUDIT BY THE IRS); ANDA PROMISSORY NOTE TO PAY THE $16,160 DUE IN FUTUREINSTALLMENTS.
Damage Amount Requested: $65,942.00
Settlement Amount: $28,000.00
Broker Comment: THE RESULT WAS A MUTUAL GENERAL RELEASE BETWEEN THE [CUSTOMER]AND MS. ISRAEL WHICH STATED: (1) THE SETTLEMENT WAS NOT DEEMED TO BE AN ADMISSION OF ANY GUILT, LIABILITY OF FAULT OF ANY KIND BY THE PARTIES; (2) THE [CUSTOMER]RELEASE MS. ISREAL FROM LIABILITY, CLAIMS, ETC.; AND (3) MS. ISREAL WOULD PAY THE [CUSTOMER]$28,000 AS AND FOR [CUSTOMER]SERIOUS EMOTIONAL DISTRESS.

More Information

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