JANELLE LAURIE CROSS

JANELLE LAURIE CROSS is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 270 Park Avenue, 16th Floor, New York, NY, 10017.

JANELLE LAURIE CROSS has worked at J.P. MORGAN SECURITIES LLC since September 24, 2012

Disclosure History

JANELLE LAURIE CROSS has 8 Disclosure Event(s).

Date: March 24, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 19, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 19, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 25, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 29, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 11, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 29, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 30, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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