JANENNE MARIE LACKEY is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 7025 N SCOTTSDALE RD STE 115, SCOTTSDALE, AZ, 85253.
JANENNE MARIE LACKEY has worked at CETERA ADVISORS LLC since January 02, 2008
Disclosure History
JANENNE MARIE LACKEY has 2 Disclosure Event(s).
Date: August 19, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION AND POOR MARKET PERFORMANCE. Damage Amount Requested: $25,000.00 Broker Comment: THE CLIENT'S ACCUSATIONS ARE ERRONEOUS AND UNTRUE. I WENT ABOVE AND BEYOND TO ASSIST HIM AND TO ENSURE HE FULLY UNDERSTOOD THE PRODUCT HE WAS GOING INTO AND OFFERED TO ASSIST HIM IN DOING RESEARCH ON THE PRODUCT HE WAS LEAVING PRIOR TO MAKING THE PURCHASE INTO THE TRANSAMERICA FREEDOM VARIABLE ANNUITY.
Date: June 05, 2007 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT HE WAS NOT ADVISED OF ILLIQUIDITY OF REIT AND OIL AND GAS INVESTMENT IN WHICH HE INVESTED. Damage Amount Requested: $400,000.00 Broker Comment: MS. LACKEY WAS NOT THE REP ON THE ABOVE TRANSACTIONS, BUT DID ATTEND MEETINGS ON AN ASSISTANT LEVEL. IN MS. LACKEY'S DEALINGS WITH CLIENT, FULL DISCLOSURE OF ALL ACTIVITY WAS MADE, AND THERE IS HARD COPY DOCUMENTATION OF SUCH DISCLOSURE.
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