JANET BENIK SPECTOR

JANET BENIK SPECTOR is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 5909 PEACHTREE DUNWOODY ROAD, BUILDING D SUITE 1100, ATLANTA, GA, 30328.

JANET BENIK SPECTOR has worked at NYLIFE SECURITIES LLC since May 16, 1986

Disclosure History

JANET BENIK SPECTOR has 3 Disclosure Event(s).

Date: February 01, 2006
Category: Judgment / Lien
Judgment/Lien Amount: $75,241.68
Judgment/Lien Type: Tax
Broker Comment: KIND OF TAX: 1040 FOR THE FOLLOWING TAX YEARS AND AMOUNTS: 1995, $5271.26;1996, 6746.92; 1997, $16226.25; 1998,$10253.54; 2000,$6187.65; 2001,$9898.05; 2002, $658.01.

Date: November 14, 2005
Category: Judgment / Lien
Judgment/Lien Amount: $5,594.00
Judgment/Lien Type: Tax
Broker Comment: Tax Year 2003 and 2004

Date: May 12, 2004
Category: Judgment / Lien
Judgment/Lien Amount: $4,056.00
Judgment/Lien Type: Tax
Broker Comment: Tax Year 2000 and 2001.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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