Janice C Matthews is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 560 S WOODRUFF AVE, IDAHO FALLS, ID, 83401.
Janice C Matthews has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 25, 1980
Disclosure History
Janice C Matthews has 2 Disclosure Event(s).
Date: June 19, 2012 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES AN UNSUITABLE MARGIN ACCOUNT RECOMMENDATION.
Date: May 25, 2001 Category: Customer Dispute Allegations: CLIENTS ALLEGE THE FEATURES OF HIS VARIABLE ANNUITY WERE NOT PROPERLY EXPLAINED AT THE TIME OF SALE. NO SPECIFIC DAMAGE AMOUNT ALLEGED. Settlement Amount: $31,681.79 Broker Comment: IN ORDER TO AVOID THE COSTS AND UNCERTAINTY OF FURTHER DISPUTE REGARDING THIS MATTER, CLIENTS WERE PAID $31,681.79.
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