JANIS CAROL HERNANDEZ

JANIS CAROL HERNANDEZ is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3112 WEST 4TH STREET, FORT WORTH, TX, 76107.

JANIS CAROL HERNANDEZ has worked at LPL FINANCIAL LLC since March 05, 2008

Disclosure History

JANIS CAROL HERNANDEZ has 2 Disclosure Event(s).

Date: September 23, 1996
Category: Criminal
Charges: Theft 20-500- Check
Disposition: Deferred Adjudication
Broker Comment: This was during the time I was getting divorce and my mail was not being delivered to me by my ex husband. I was unaware of the issues, once I found out about them I took care of them as soon as possible.

Date: September 29, 1993
Category: Criminal
Charges: Theft by worthless check
Disposition: Deferred Adjudication
Broker Comment: This was during the time I was getting divorce and my mail was not being delivered to me by my ex husband. I was unaware of the issues, once I found out about them I took care of them as soon as possible.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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