JARROD WILLIAM RUTLEDGE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3030 NORTH ROCKY POINT DRIVE WEST, SUITE 700, TAMPA, FL, 33607.
JARROD WILLIAM RUTLEDGE has worked at LPL FINANCIAL LLC since February 26, 2010
JARROD WILLIAM RUTLEDGE has 2 Disclosure Event(s).
Date: April 13, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGED THE INVESTMENTS SHE WAS IN WERE NOT SUITABLE AND THAT SHE DID NOT RECEIVE APPROPRIATE DISCLOSURE ON THE INVESTMENTS IN 2006 - 2009. Damage Amount Requested: $5,000.00 Broker Comment: OUR REVIEW INDICATED THE ADVISOR CONSISTENTLY RECOMMENDED THE CLIENT LOWER THE AMOUNT OF RISK IN THEIR PORTFOLIO AND THE CLIENT DECLINED TO TAKE THIS ADVICE. IN REGARD TO THE DISCLOSURE, WE FOUND THE CLIENT WAS PRESENTED WITH THE REQUIRED DISCLOSURE FOR HER INVESTMENTS, INCLUDING MUTUAL FUND REVENUE SHARING DISCLOSURE AND A REVIEW OF THE ANNUITY RIDERS, WHICH SHE DECLINED TO PURCHASE.
Date: December 29, 2007 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT THE RETIREMENT ADVISOR'S VARIABLE ANNUITY (RAVA) PURCHASED IN 6/07 WAS NOT SUITABLE FOR HER FINANCIAL GOALS AND OBJECTIVES. SHE ALSO STATED THAT SHE WAS NOT GIVEN SUFFICIENT INFORMATION PERTAINING TO THE RAVA'S FEATURES AND BENEFITS. Damage Amount Requested: $5,000.00 Broker Comment: OUR REVIEW FOUND THE RAVA INVESTMENT WAS IN ALIGNMENT WITH THE CLIENT'S FINANCIAL GOALS AND OBJECTIVES. IT APPEARS THAT THE CLIENT RECEIVED FULL AND FAIR DISCLOSURE PERTAINING TO THE RAVA'S FEATURES AND BENEFITS.
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