JASON DIAMOND

JASON DIAMOND is currently employed as a Broker and/or Investment Adviser at DREXEL HAMILTON, LLC located at 789 N. WATER STREET, SUITE 400, MILWAUKEE, WI, 53202.

JASON DIAMOND has worked at DREXEL HAMILTON, LLC since May 06, 2013

Disclosure History

JASON DIAMOND has 2 Disclosure Event(s).

Date: July 25, 1996
Category: Employment Separation After Allegations
Firm Name: TOLUCA PACIFIC SECURITIES CORP
Termination Type: Discharged
Allegations: TOLUCA PACIFIC ALLEGED THAT MR. DIAMOND SIGNED TOLUCA PACIFIC INTO A LEASE AND REPRESENTED HIMSELF AS A OFFICER OF THE FIRM WITHOUT AUTHORIZATION AND APPROVAL FROM THE FIRM AND ENTERED INTO A PERSONAL LEASE AS THE CORPORATION.
Broker Comment: TOLUCA PACIFIC TERMINATED MR. DIAMOND INDICATING HE REPRESENTED HIMSELF AS AN OFFICER OF THE FIRM WITHOUT AUTHORIZATION AND APPROVAL AND ENTERED INTO A PERSONAL LEASE AS THE CORPORATION. CIVIL SUIT INITIATED 05/09/1996 BY GARY BROWN ALLEGING TERMINATION OF LEASE, $4100 PLUS $100/MO FOR PERSONAL PROPERTY STORAGE -NO DOCKET NUMBER, OTHER INFORMATION OR RESOLUTION INFORMATION AVAILABLE. MR. DIAMOND DENIED THESE ALLEGATIONS.

Date: December 24, 1992
Category: Regulatory

More Information

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