JASON CHARLES HASWELL is currently employed as a Broker and/or Investment Adviser at ROYAL ALLIANCE ASSOCIATES, INC. located at 2001 MAIN STREET, SUITE 402, WHEELING, WV, 26003.
JASON CHARLES HASWELL has worked at ROYAL ALLIANCE ASSOCIATES, INC. since January 25, 2016
Disclosure History
JASON CHARLES HASWELL has 2 Disclosure Event(s).
Date: April 10, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES FINANCIAL ADVISOR INCORRECTLY GAVE HER VERBAL CONFIRMATION OF THE SALE OF 40 CALLS AT $2 Damage Amount Requested: $8,000.00
Date: December 01, 2000 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HER FORMER FINANCIAL ADVISOR, JASON HASWELL, RECOMMENDED SECURITIES THAT WERE UNSUITABLE BASED ON CUSTOMER'S RISK TOLERANCE. Damage Amount Requested: $19,616.40 Broker Comment: THIS COMPLAINT CAME IN WHEN I LEFT PRUDENTIAL. I WAS NOT MADE AWARE OF IT UNTIL THIS AMENDMENT. CUSTOMER'S CLAIMS ARE WITHOUT MERIT. THE TECH STOCKS WERE A SMALL PORTION OF HER ASSETS AND SHE WAS AWARE OF ALL VOLATILITY AND RISK. DAMAGE CALCULATION IS ALSO NOT ACCURATE.
More Information
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