JASON JOHN KIRCHMEIER is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 505 E MAIN AVE, STE 100, BISMARCK, ND, 58501.
JASON JOHN KIRCHMEIER has worked at AMERIPRISE FINANCIAL SERVICES, INC. since September 04, 1996
Disclosure History
JASON JOHN KIRCHMEIER has 1 Disclosure Event(s).
Date: October 26, 2004 Category: Customer Dispute Allegations: THE CLIENT ALLEGED I FAILED TO FOLLOW HIS INSTRUCTIONS TO SELL 1000 SHARES OF MERCK & CO AFTER A MEETING HELD 9/15/04 FROM 430PM - 545PM. Damage Amount Requested: $18,000.00 Settlement Amount: $16,582.00 Broker Comment: A REVIEW CONDUCTED BY MY FIRM FOUND THERE WAS A MISUNDERSTANDING BETWEEN THE CLIENT AND I AROUND WHEN THE TWO HOLDINGS WOULD BE SOLD. I UNDERSTOOD THEY WOULD BE SOLD AT OUR NEXT MEETING IN SEVERAL WEEKS AND THE CLIENT EXPECTED SELLS THE NEXT BUSINESS DAY. BASED ON THE CLIENT'S EXPECTATIONS, THE SELLS WERE BACKDATED FOR THE CLIENT'S BENEFIT.
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