JASON EDWARD LILES is currently employed as a Broker and/or Investment Adviser at BOK FINANCIAL SECURITIES, INC. located at 499 West Sheridan Avenue, 25th, 26th and 27th Floors, Oklahoma City, OK, 73102.
JASON EDWARD LILES has worked at BOK FINANCIAL SECURITIES, INC. since June 07, 2001
Disclosure History
JASON EDWARD LILES has 1 Disclosure Event(s).
Date: July 10, 2003 Category: Customer Dispute Allegations: THE CLIENT INVESTED A TOTAL OF $149,780 INTO 2 FT UNIT 1ST TRUST GNMA, SERIES 87, MONTHLY REINVEST, CUSIP 30267G-83-6 ON 4-29-2003. Damage Amount Requested: $8,500.00 Settlement Amount: $4,571.58 Broker Comment: THE CLIENT SENT A LETTER CLAIMING A FULL DISCLOSURE OF THE INVESTMENT WAS NOT MADE. LOOKING AT THE NEW ACCONT FORM, WHICH INCLUDES RISK AND INVESTMENT OBJECTIVE, THE INVESTMENT WAS APPROPRIATE. HOWEVER, THE REP DID NOT OBTAIN A PROSPECTUS RECEIPT SIGNED BY THE CLIENT. BASED UPON THIS LACK OF DOCUMENTATION THE PRINCIPLE AND 1% WHICH WOULD HAVE BEEN EARNED IN A MONEY MARKET WAS RETURNED TO THE CLIENT.
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