JASON JAMES MURPHY

JASON JAMES MURPHY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 16800 24 MILE RD. SUITE 1, MACOMB TWP., MI, 48042.

JASON JAMES MURPHY has worked at LPL FINANCIAL LLC since June 01, 2016

Disclosure History

JASON JAMES MURPHY has 1 Disclosure Event(s).

Date: December 07, 2010
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT MR. MURPHY DID NOT COMMUNICATE WITH HIM ENOUGH REGARDING ALTERNATIVE INVESTMENT STRATEGIES FOR MANAGED ACCOUNTS CLIENT HELD FROM JUNE 2008 THROUGH NOVEMBER 2010. CLIENT FEELS THAT HE SHOULD BE REIMBURSED MANAGEMENT FEES THAT HE INCURRED.
Damage Amount Requested: $13,432.60

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JASON JAMES MURPHY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.