JASON REINHART PFITZINGER

JASON REINHART PFITZINGER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 17295 CHESTERFIELD AIRPORT RD, SUITE 200, CHESTERFIELD, MO, 63005.

JASON REINHART PFITZINGER has worked at LPL FINANCIAL LLC since December 17, 2015

Disclosure History

JASON REINHART PFITZINGER has 1 Disclosure Event(s).

Date: July 10, 2013
Category: Customer Dispute
Allegations: CLIENT IS ALLEGEDING ADVICE FROM PREVIOUS FINANCIAL ADVISOR TO MOVE TO BLACKROCK FUNDS WAS DETRIMENTAL TO THEIR OVERALL PORTFOLIO PERFORMANCE.
Damage Amount Requested: $70,000.00
Broker Comment: AFTER COMPLETION OF FIRM'S INVESTIGATION, COMPLAINT WAS DENIED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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