JASON F SAUER

JASON F SAUER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 7134 S.YALE AVE, STE 700, TULSA, OK, 74136.

JASON F SAUER has worked at LPL FINANCIAL LLC since August 01, 2017

Disclosure History

JASON F SAUER has 2 Disclosure Event(s).

Date: February 14, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 26, 1998
Category: Criminal
Charges: COUNT 1 FELONY Charge Type: FELONY
Disposition: A. Dismissed B. 4 MAY 2005, C. NONE(PAID OWED AMOUNT AND FEES), D. NONE, E. NONE, F. 376.00, G. 4 MAY 2005
Broker Comment: IF ANY QUESTIONS, I WILL HAPPY TO ANSWER THEM.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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