JASON NEAL SHROCK is currently employed as a Broker and/or Investment Adviser at BRIGHTHOUSE SECURITIES, LLC located at 3476 Flanders Drive, Yorktown Heights, NY, 10598.

JASON NEAL SHROCK has worked at BRIGHTHOUSE SECURITIES, LLC since March 06, 2017

Disclosure History

JASON NEAL SHROCK has 1 Disclosure Event(s).

Date: April 21, 1996
Category: Criminal
Disposition: Found not guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JASON NEAL SHROCK, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.