JASON RYAN STAHL

JASON RYAN STAHL is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 212 LINCOLN ST UNIT A, PORTER, IN, 46304.

JASON RYAN STAHL has worked at CETERA ADVISORS LLC since October 03, 2016

Disclosure History

JASON RYAN STAHL has 2 Disclosure Event(s).

Date: July 31, 2014
Category: Customer Dispute
Allegations: CLIENT'S ATTORNEY ALLEGES PRODUCT WAS NOT SUITABLE FOR THE CLIENT BASED ON HER AGE, PHYSICAL AND MENTAL STATE AT THE TIME OF PURCHASE.
Damage Amount Requested: $5,000.00

Date: January 16, 2014
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT HER ADVISOR INFORMED HER THAT SHE WOULD RECEIVE THE COUPON PAYMENT TIED TO THE CD EVEN AFTER SELLING IT PRIOR TO THE COUPON PAYMENT DATE. THE CLIENT ALLEGES SHE DID NOT RECEIVE THE COUPON PAYMENT AND WANTS TO BE REIMBURSED.
Damage Amount Requested: $6,771.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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