JASON PAUL THOMPSON

JASON PAUL THOMPSON is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 500 LEE ST EAST, 3RD FLOOR, CHARLESTON, WV, 25339.

JASON PAUL THOMPSON has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

JASON PAUL THOMPSON has 1 Disclosure Event(s).

Date: August 02, 2001
Category: Customer Dispute
Allegations: VIOLATIONS OF FEDERAL SECURITIES LAWS; FRAUD; BREACH OF FIDUCIARY DUTY; PROFESSIONAL NEGLIGENCE; CONSTRUCTIVE FRAUD; BREACH OF CONTRACT
Damage Amount Requested: $332,785.00
Broker Comment: IN ORDER TO AVOID THE COST, DELAY AND UNCERTAINTY OF ARBITRATION, THE FIRM, WITHOUT ADMITTING ANY LIABILITY ON ITS OWN PART OR THAT OF THE FA, DECIDED TO ENTER INTO A SETTLEMENT OF THIS MATTER.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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