JASON ADAM TRZCINSKI

JASON ADAM TRZCINSKI is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 133 E. WALLED LAKE DR, WALLED LAKE, MI, 48390.

JASON ADAM TRZCINSKI has worked at LPL FINANCIAL LLC since May 16, 2014

Disclosure History

JASON ADAM TRZCINSKI has 2 Disclosure Event(s).

Date: March 15, 2011
Category: Customer Dispute
Allegations: THE CUSTOMERS ALLEGED MISREPRESENTATION AND OMISSIONS OF MATERIAL FACTS, UNAUTHORIZED TRADING AND UNSUITABLE INVESTMENT RECOMMENDATIONS.
Damage Amount Requested: $7,735,386.93
Settlement Amount: $300,000.00
Broker Comment: IN CONNECTION WITH THE SETTLEMENT, CLAIMANT WITHDREW THE CLAIM AGAINST MR. TRZCINSKI BY STIPULATION ENTERED ON FEBRUARY 21, 2013.

Date: February 25, 2008
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES THAT AN OUTSIDE THIRD PARTY FORGED HER SIGNATURE AND MADE UNAUTHORIZED WITHDRAWALS FROM HER ACCOUNT AND THE FINANCIAL ADVISOR PERMITTED THIS TO HAPPEN.THE FIRST AMENDED CLAIM FOR ARBITRATION ADDS THE ALLEGATION THAT THE FINANCIAL ADVISOR OURCHASED UNSUITABLE INVESTMENTS.
Damage Amount Requested: $1,800,000.00
Settlement Amount: $900,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JASON ADAM TRZCINSKI, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.