JASON J YOO

JASON J YOO is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 172 MAIN ST, FORT LEE, NJ, 07024.

JASON J YOO has worked at CETERA INVESTMENT SERVICES LLC since January 02, 2018

Disclosure History

JASON J YOO has 1 Disclosure Event(s).

Date: July 12, 2017
Category: Customer Dispute
Allegations: CLIENTS EXPRESSED CONCERN REGARDING $9,000 IN FEES THAT WERE CHARGED TO THEIR ACCOUNT IN ASSOCIATION WITH A FUND HELD AND SOLD IN THE ACCOUNT, AND STATED THEY WERE NOT ADVISED THAT THESE FEES OR CHARGES WOULD BE ASSESSED TO THEIR ACCOUNT. INITIAL PURCHASE DATE: 08/1/2016. CLAIMED DAMAGES: $9,000.
Damage Amount Requested: $9,000.00
Settlement Amount: $6,800.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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