JASON J YOO is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 172 MAIN ST, FORT LEE, NJ, 07024.
JASON J YOO has worked at CETERA INVESTMENT SERVICES LLC since January 02, 2018
Disclosure History
JASON J YOO has 1 Disclosure Event(s).
Date: July 12, 2017 Category: Customer Dispute Allegations: CLIENTS EXPRESSED CONCERN REGARDING $9,000 IN FEES THAT WERE CHARGED TO THEIR ACCOUNT IN ASSOCIATION WITH A FUND HELD AND SOLD IN THE ACCOUNT, AND STATED THEY WERE NOT ADVISED THAT THESE FEES OR CHARGES WOULD BE ASSESSED TO THEIR ACCOUNT. INITIAL PURCHASE DATE: 08/1/2016. CLAIMED DAMAGES: $9,000. Damage Amount Requested: $9,000.00 Settlement Amount: $6,800.00
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